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SEC Says will Revoke Registration of 400 Capital Market Operators on Non-Compliant of Data Update

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  The Securities and Exchange Commission (SEC) is to revoke the registration of about 400 Capital Market Experts or Professionals who do not comply with the directive to provide updated information of their companies/firms by July 31, 2017.    According to a circular from SEC, “any firm whose response is not received within this time ...

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